渤海銀行操作風(fēng)險(xiǎn)管理系統(tǒng)（一期）建設(shè)項(xiàng)目 用戶(hù)需求說(shuō)明書(shū)-終稿20081210_評(píng)審

1、本資料僅供內(nèi)部使用！操作風(fēng)險(xiǎn)管理系統(tǒng)（一期）建設(shè)項(xiàng)目用戶(hù)需求說(shuō)明書(shū)目錄I操作風(fēng)險(xiǎn)管理系統(tǒng)（一期）建設(shè)項(xiàng)目用戶(hù)需求說(shuō)明書(shū)目錄1文檔簡(jiǎn)介文檔簡(jiǎn)介......................................................................................................................................................

2、....11.1用戶(hù)需求說(shuō)明書(shū)目的..............................................................................................................................11.2說(shuō)明書(shū)范圍....................................................................

3、..........................................................................11.3縮略語(yǔ)解釋.........................................................................................................................................

4、.....21.4參考文件..................................................................................................................................................22本系統(tǒng)概述本系統(tǒng)概述.................................................

5、.....................................................................................................32.1系統(tǒng)建設(shè)背景.............................................................................................................

6、.............................32.2系統(tǒng)目標(biāo)..................................................................................................................................................32.3系統(tǒng)使用者............................

7、..................................................................................................................42.4本期系統(tǒng)范圍................................................................................................

8、..........................................43本行操作風(fēng)險(xiǎn)管理業(yè)務(wù)描述本行操作風(fēng)險(xiǎn)管理業(yè)務(wù)描述..........................................................................................................................53.1操作風(fēng)險(xiǎn)管理組織結(jié)構(gòu)................

9、..........................................................................................................53.2渤海銀行操作風(fēng)險(xiǎn)管理主要活動(dòng)介紹..............................................................................................

10、....74渤海銀行操作風(fēng)險(xiǎn)管理系統(tǒng)整體描述渤海銀行操作風(fēng)險(xiǎn)管理系統(tǒng)整體描述........................................................................................................104.1系統(tǒng)層次結(jié)構(gòu)...................................................................

11、.....................................................................104.1.1應(yīng)用層............................................................................................................................................1

12、14.1.2引擎層............................................................................................................................................124.1.3應(yīng)用數(shù)據(jù)層...........................................................

13、.........................................................................124.1.4基礎(chǔ)數(shù)據(jù)層....................................................................................................................................134

14、.1.5操作風(fēng)險(xiǎn)管理高端數(shù)據(jù)流............................................................................................................144.2渤海銀行操作風(fēng)險(xiǎn)（一期）的核心業(yè)務(wù)需求簡(jiǎn)述.......................................................................

15、.....164.2.13K基礎(chǔ)數(shù)據(jù)庫(kù)..................................................................................................................................164.2.2風(fēng)險(xiǎn)及控制評(píng)估.........................................................

16、...................................................................184.2.3風(fēng)險(xiǎn)上報(bào)........................................................................................................................................204.2.

17、4風(fēng)險(xiǎn)處置行動(dòng)計(jì)劃........................................................................................................................214.2.5統(tǒng)計(jì)報(bào)表................................................................................

18、........................................................214.2.6管理層聲明....................................................................................................................................225操作風(fēng)險(xiǎn)管理系統(tǒng)功能（一期）需求說(shuō)

19、明操作風(fēng)險(xiǎn)管理系統(tǒng)功能（一期）需求說(shuō)明................................................................................................245.1系統(tǒng)基礎(chǔ)數(shù)據(jù)管理............................................................................................

20、....................................245.1.1管理維度數(shù)據(jù)維護(hù)........................................................................................................................245.1.2操作風(fēng)險(xiǎn)組織結(jié)構(gòu)維護(hù)................................

21、................................................................................305.23K標(biāo)準(zhǔn)庫(kù)維護(hù)................................................................................................................................

22、......325.2.1規(guī)章制度資料庫(kù)的維護(hù)................................................................................................................325.2.2KCS標(biāo)準(zhǔn)庫(kù)維護(hù)......................................................................

23、.........................................................415.2.3KCSA標(biāo)準(zhǔn)庫(kù)維護(hù).............................................................................................................................515.2.4KRI標(biāo)準(zhǔn)庫(kù)維護(hù).......

24、.........................................................................................................................615.3評(píng)估與檢查模塊.......................................................................................