金融混業(yè)經(jīng)營(yíng)趨勢(shì)下的金融監(jiān)管模式研究.pdf

1、浙江大學(xué)碩士學(xué)位論文金融混業(yè)經(jīng)營(yíng)趨勢(shì)下的金融監(jiān)管模式研究姓名：夏慧申請(qǐng)學(xué)位級(jí)別：碩士專業(yè)：國(guó)民經(jīng)濟(jì)學(xué)指導(dǎo)教師：王維安20050410Abstract：Internationally，mixingoperationisthemajorhendinfinancialfieldbecausethechangeinthefinanoperationsystemrequiresthecorrespondentchangeinthefinancia

2、lsupervisionsystemIndiscussingfthelivingfinancialsupervisionisreformedandevolvedinchina，theanthorplacesemphasisoncomparisonbetweentheunitedsupervisionmodeandtheseparatesupervisionmodeofthemboperation，andproposesthreecrit

3、eriafortheefficientfinancialsupervisionmode：optimizingsupervklevel，minimizingthecostofthesupervisionimplementationofthesupervisorandmaximizingencouragementfortheobjectswhoaresupervisedfromthefinancialsupervisionThroughth

4、eestablishn‘oftheoutsidemodel，theentrustingsupervisionmodelandthepropertyorganizationmodelofthefinansupervisionandtheefficientanalysisontheunitedsupervisionunderthetrendoffinancialmixingoperaltheauthorconcludesthattheuni

5、tedsupervisionhastheadvantageovertheseparatesupervisioninconditionofmixingoperationOnthebasisofthetypicalcasesofBritainandJapanwheretheun]supervisionmodeofthemixingoperationprovestobemoreefficienttheauthorwouldliketosugg

6、est1ChinacouldfollowtheBritishmodetakingChinaPeople’sBankasthecentralbankwhosespecialt：!monetarypolicy，incorporatingBanksSupervisionCommission，SecuritiesSupervisionCommission；InsuranceRegulatoryCommissiontofoundtheChinaF

7、inancialSupervisionBureauwhosespecialqfinancialsupervisionOntheprinciplethatthelivingcapabilityofthefinancialsupervisionshouldnotimpaired，andthearrangementofthesupervisionsystemshouldreflectthepropertyorganizationarrange

8、mentofthefinancialsupervisionsystemduringthehansitionperiod，shouldestablishsupervisioncoordinatedmechanismofBanksSupervisionCommissionSecuritiesSupervisionCommisandInsuranceRegulatoryCommissionasthetransitionformtoturnsu