效果效率影響可持續(xù)性-internationalfundforagriculturaldevelopment

1、IFAD’s Approach to Project Evaluation,Presentation at SHIPDET, 5 May 2015,國(guó)際農(nóng)業(yè)發(fā)展基金的項(xiàng)目評(píng)價(jià)方法上海國(guó)際發(fā)展評(píng)價(jià)培訓(xùn)春季班,2015年5月5日,Contents 綱要,Background on IFAD’s Independent Office of Evaluation (IOE)Some thoughts on why independent e

2、valuation is usefulExperiences in planning and conducting evaluationsUse of project evaluationsIOE’s evaluation products,國(guó)際農(nóng)發(fā)基金獨(dú)立評(píng)價(jià)辦公室（IOE）背景介紹對(duì)獨(dú)立評(píng)價(jià)作用的認(rèn)識(shí)評(píng)價(jià)的計(jì)劃與實(shí)施經(jīng)驗(yàn)項(xiàng)目評(píng)價(jià)的用途IOE的評(píng)價(jià)產(chǎn)品,2,INDEPENDENT OFFICE OF EVALUA

3、TION OF IFAD (IOE) 國(guó)際農(nóng)發(fā)基金的獨(dú)立評(píng)價(jià)辦公室,Introduction 背景介紹,3,Background on IFAD 國(guó)際農(nóng)發(fā)基金概況,IFAD = International Fund for Agricultural DevelopmentSpecialised UN Agency, operating as an international financial institutionloans t

4、o governments for agricultural investment projectsSmaller grant programme to a wider variety of actors for research, innovation and capacity buildingIFAD started operations in 1978. Since then, approved operations for

5、 US$ 16 billion (November 2014),IFAD = 國(guó)際農(nóng)業(yè)發(fā)展基金專(zhuān)門(mén)化的聯(lián)合國(guó)機(jī)構(gòu)，按照國(guó)際金融機(jī)構(gòu)的方式運(yùn)作貸款—各國(guó)政府的農(nóng)業(yè)投資項(xiàng)目小額贈(zèng)款--致力于研究、創(chuàng)新和能力建設(shè)的各類(lèi)機(jī)構(gòu)IFAD從1978年開(kāi)始運(yùn)營(yíng)。截至2014年11月，批準(zhǔn)的項(xiàng)目金額達(dá)160億美元。,4,Independent Office of Evaluation of IFAD國(guó)際農(nóng)發(fā)基金獨(dú)立評(píng)價(jià)辦公室,Re

6、sponsibility of the Independent Office of Evaluation (IOE)Special division of IFAD; does not report to IFAD’s ManagementReports to the Executive Board of IFAD (representative of Member States)Evaluation Policy 2003 an

7、d 2011Two main principles: accountability and learning,獨(dú)立評(píng)價(jià)辦公室（IOE）的職責(zé)IFAD的特設(shè)部門(mén)，不向IFAD的管理層匯報(bào)向IFAD的執(zhí)行董事會(huì)報(bào)告（執(zhí)董會(huì)由推選的成員國(guó)代表組成）評(píng)價(jià)政策2003與2011版兩條主要原則：?jiǎn)栘?zé)與學(xué)習(xí),5,Types of Evaluations 評(píng)價(jià)類(lèi)別,Corporate-level EvaluationsCountry

8、 Programme EvaluationsProject EvaluationsEvaluation Synthesis ReportsImpact Evaluations Annual Report on Results and Impact of IFAD Operations (ARRI),機(jī)構(gòu)層面的評(píng)價(jià)國(guó)別項(xiàng)目評(píng)價(jià)項(xiàng)目評(píng)價(jià)評(píng)價(jià)綜合報(bào)告影響評(píng)價(jià)年度結(jié)果與影響報(bào)告,6,WHY INDEPENDENT E

9、VALUATION?為什么要做獨(dú)立評(píng)價(jià)？,Some general considerations 一般性問(wèn)題,7,Accountability and Learning in IFADIFAD的問(wèn)責(zé)與學(xué)習(xí),8,Independent Evaluation 獨(dú)立評(píng)價(jià),獨(dú)立評(píng)價(jià)對(duì)績(jī)效進(jìn)行客觀透明的評(píng)判有助于營(yíng)運(yùn)知識(shí)的創(chuàng)造與傳播能盡早獲得關(guān)于營(yíng)運(yùn)情況的評(píng)價(jià)結(jié)論與經(jīng)驗(yàn)教訓(xùn)，有助于改進(jìn)決策重點(diǎn)關(guān)注與發(fā)展效果有實(shí)質(zhì)性關(guān)聯(lián)的話題和

10、問(wèn)題與各種利益相關(guān)者密切合作的同時(shí)，保持IOE的獨(dú)立公正性遵循職業(yè)標(biāo)準(zhǔn)使用來(lái)自于利益相關(guān)者的反饋為創(chuàng)新和學(xué)習(xí)提供外部視角將管理的重心從關(guān)注投入轉(zhuǎn)移到關(guān)注結(jié)果,Independent EvaluationJudges performance in an objective and transparent wayContributes to operational knowledge creation or diss

11、eminationDelivers operations evaluation findings and lessons early enough to inform decision makingFocuses on topics and issues that have substantial relevance to development effectiveness.Engages with diverse stakeho

12、lders while maintaining its integrity Adheres to professional standardsUses feedback from stakeholdersProvides an external perspectives for innovation and learningShifts management focus from inputs to results(Based

13、 on Bob Picciotto, 2013. Evaluation Independence in Organizations; Journal of Multi Disciplinary Evaluation Volume 9, Issue 20),9,Exercise 練習(xí),What are the differences between “independent evaluation” and “self evaluation

14、”?What are the advantages and disadvantages for each of the two types of evaluations?,“獨(dú)立評(píng)價(jià)”與“自評(píng)價(jià)”的區(qū)別是什么？?jī)煞N評(píng)價(jià)各自的優(yōu)缺點(diǎn)是什么？,10,Independent & Self-Evaluation 獨(dú)立評(píng)價(jià)與自評(píng)價(jià),,11,PLANNING AND CONDUCTING EVALUATIONS評(píng)價(jià)的設(shè)計(jì)與實(shí)施,S

15、ome experiences and tips 經(jīng)驗(yàn)與技巧,12,IOE’s Evaluation Process獨(dú)立評(píng)價(jià)辦公室的評(píng)價(jià)流程,Selection of cases & themesApproach paper Desk reviewData collection in the fieldDebriefing Draft report & peer reviewComments by Gov

16、ernment & IFAD Management Feedback to StakeholdersManagement responseAgreement at completion pointFinal reportCommunication products,選擇案例和主題方法文件案頭審查實(shí)地?cái)?shù)據(jù)采集任務(wù)報(bào)告起草報(bào)告和同行評(píng)議政府和IFAD管理層進(jìn)行評(píng)論反饋給利益相關(guān)者管理層的反饋評(píng)價(jià)完成時(shí)達(dá)成

17、協(xié)定評(píng)價(jià)報(bào)告終稿宣傳材料,13,Planning an Evaluation 評(píng)價(jià)的計(jì)劃,14,Evaluation Criteria 評(píng)價(jià)標(biāo)準(zhǔn),RelevanceEffectivenessEfficiencyImpactSustainabilityGender equality and women’s empowermentNatural resources and climate changeInnovati

18、on and Scaling-upBorrower performance (Government)Lender performance (IFAD),相關(guān)性效果效率影響可持續(xù)性性別平等和婦女賦權(quán)自然資源和氣候變化創(chuàng)新與規(guī)模擴(kuò)大借款人的績(jī)效（政府）貸款人的績(jī)效（IFAD）,15,Exercise 練習(xí),Which evaluation criteria are you familiar with?Please

19、 identify a few evaluation questions to assess those criteria.,你對(duì)哪種評(píng)價(jià)標(biāo)準(zhǔn)比較熟悉？請(qǐng)列出幾個(gè)評(píng)價(jià)問(wèn)題來(lái)對(duì)那些評(píng)價(jià)標(biāo)準(zhǔn)進(jìn)行評(píng)估？,16,Evaluation Framework 評(píng)價(jià)框架體系,17,Data Collection Methods 數(shù)據(jù)收集方法,18,Exercise 練習(xí),Which data collection methods are yo

20、u familiar with? List as many as you can!Which methods are best suited for the following evaluations:Evaluating the impact of drinking water systems in 50 villagesEvaluating the efficiency of small scale wind power pr

21、ojects in two provincesEvaluating the effectiveness of training for accountants,你對(duì)哪種數(shù)據(jù)收集方法比較熟悉？請(qǐng)盡可能多地列舉。下列評(píng)價(jià)最適用哪種數(shù)據(jù)收集方法：對(duì)50個(gè)村莊的飲用水供水系統(tǒng)的影響進(jìn)行評(píng)價(jià)對(duì)兩個(gè)省的小型風(fēng)電項(xiàng)目的效能進(jìn)行評(píng)價(jià)對(duì)會(huì)計(jì)從業(yè)人員培訓(xùn)的效果進(jìn)行評(píng)價(jià),19,Rating System 評(píng)級(jí)體系,,20,Report Outl

22、ine 評(píng)價(jià)報(bào)告的提綱,Executive summaryManagement responseEvaluation objectives, methodology and process The projectProject contextProject implementationMain evaluation findingsRural poverty impactCore criteriaOther perf

23、ormance criteria Overall project achievementPerformance of partners ConclusionsRecommendations,摘要管理層的反饋意見(jiàn)評(píng)價(jià)的目的、方法與流程項(xiàng)目項(xiàng)目背景項(xiàng)目實(shí)施評(píng)價(jià)的主要發(fā)現(xiàn)對(duì)農(nóng)村貧困率的影響核心標(biāo)準(zhǔn)其它績(jī)效標(biāo)準(zhǔn)項(xiàng)目的總體成績(jī)合作伙伴的績(jī)效結(jié)論建議,21,COMMUNICATION AND USE OF EVAL

24、UATIONS IN IFAD評(píng)價(jià)在IFAD的交流與使用,After the evaluation 評(píng)價(jià)完成之后,22,Use of Project Evaluations 項(xiàng)目評(píng)價(jià)的用途,23,Evaluation reports評(píng)價(jià)報(bào)告,Main Evaluation Products 主要的評(píng)價(jià)產(chǎn)品,Other publications其它出版物,24,Videos 視頻,Innovative Evaluation Pr