淺論金融控股集團的監(jiān)管.pdf

1、V771667同等學力申請碩士學位飯、旦大學碩士學位論文淺論金融控股集團的監(jiān)管院系：專業(yè)：姓名：指導教師：完成日期：經濟學院世界經濟王榮軍許少強教授2005年4月16日學技代碼z10246學員號tAbstractInthe90’softhe20thcenturyFinancialHoldGroupbecomeacharacterofinternationalfinancecombinativeoperationmanagementAsa

2、innovationoffinancialorganization，itbringsbothefficiencyandspecialriskTherefore，ChinahavenochoicebuttostrengthenthesupervisiontoFinancialHoldGroupSOastoadapttothedevelopmentofthecombinationoffinance。Accordingtotheinterna

3、tionddefinitionandourcountry’smaterialthing，thefirstpartprescribethebasalelementcomposedofFHG：it’Sacorporationgroupintheformofholdingcompany；financialoperationaccoulltSforamainfootingingroupoperation；multifariouscombinat

4、iueoperationgroupapparentlyengagedinmorethantwokindsoffinancialoperationofbank、securitiesandinsuranceFurthermore，inthebaseofassethomogeneousqualitythispartexplaintheorganizationadvantage、informationadvantageandmicroecono

5、miceffectoftheformAtthesametime，asainnovationoffinancialorganizationFHGproducelotsofspecialriskwhenpursuingwholeeconomicadvantage。Resorttofinancialsupervision’S“Commonbenefittheory’and“financialnonstabilitytheory”Wenarra

6、tethenecessityofsupervisionConsideringthespecialbackgroundofthedevelopmentofFHGthispartemphasizetheparticularityofsupervisiontoFHGThesecondpartanalyzeandcomparethedirectiveprinciplesomeintemationorganizationsandthemainde

7、velopedcountriesputforwardandlotsofpracticingactivitiestheyengagedin，pointoutthattheyhavemanysimilaritiesindirectiveprinciplelegislationandcontentofthesupervision，buthavemanydifferencesinthechoiceofsupervisepattemByanaly

8、siswethinkthattheyhavebothadvantageanddisadvantageAslongasthepatternfittheeconomiccircumstanceandcanacquireeffect，itsagoodsupervisepaRemThethirdpartbaseonoafactualityofsuperviselegislationpointoutthatchinalackspecificlaw