中國上市公司公司治理現(xiàn)狀分析及建議.pdf

1、Y952915學(xué)校提薅：10246學(xué)母：FDUH200516橇縱學(xué)碩士學(xué)位論文中國上市公司公越治理現(xiàn)狀分析及建議(英文)院專姓曩：讖：名：管理學(xué)院工商管理YiWenX弦措導(dǎo)教姆：ProfD!。PetefWitt完成日期：!QQ蘭笙!Q旦!墮FDUHHMIBE／MBAProgram2005YiWenXiaSupervisor：ProfDrPeterWittDissertationTopic：CorporateGovemanceofList

2、edCompaniesinChina1IntroductionAftertwodecadesofreforms，frombeingformerlyacentralizedandfullyplannedeconomy，ChinaissottobecomeadecentralizedmarketeconomyWimavastpopulationofover13billion‘a(chǎn)ndaverageannualGDPgrowthratesof9

3、5％(OECDSeptember2005)ChinaisthethirdbiggesteconomyaftertheUnitedStatesandJapanwithatotalGDPofUSD16494trillionin2004(ChinaDaily16mMay2005)WiththeaccessiontotheWorldTradeOrganization(WTO)inDecember20012，Chinahasenteredanew

4、stageofeconomictrailsformationandintegrationintotheworldeconomyAsamemberoftheWTO，Chinaisrequiredtoadoptinternationalbusinessstandards，reducegovernmentalinterferenceWiththemarketandimproveinfrastructureinordertoallowformo

5、reselfregulatingmarketmechanisms3ConsequentlyasChinaintegratesintotheGlobalEconomy，ChinesecorporationswillfacechallengesandopportunitiesfromglobalizationAsChinesecorporationsincreasinglycompetewithmulti—nationalorgankati

6、ons，theywillhavetoadapttointernationalbestpractices，includingcorporategovernangeBeginningin2001withanumberoffinancialscandalsoflistedcompaniesinChinaegGuanxiaIndustryCoLtd，MacatOpticsandElectronicsCoLtd，SanjiuPharmaceuti

7、calCoandLantianCoLtd4thegovernmentcameunderincreasingpublicpressuret0rethinkcorporategovernancestructuresDuringrecentyears，legislationhastriedtoresolvemanycorporategovernancerelatedissues，bydefiningrolesandresponsibiliti

8、esofdifferentstakeholders，introductionofallindependentboardofdirectorsandmoretransparentinformationdisclosureAdditionallytothepublicpressureforreforms，policymakersinmaeroeconomicsarecurrentlychangingtheirstrategyfromarel

9、ativelyvolatileinvestmentdrivengrowthtoamorestableconsumptiondrivengrowth’Facingtheglobalcompetitionandinternalstructuralchanges，Chinasgovernmenthasrealizedtheimportanceofcorporategovernance(Gongsizhili)inmaintaininggrow

10、thandemployment1Chinaspopulationisequivalenttoone矗助oftheworldpopulationandrankingastlIemostpopulatedcounnyinworld2ChinabecameaformalmemberoftheWorldTradeOrganizationonll“December2001’Fordetailssee：O蹦ceoftheUnitedStatesTr

11、adeRepresentative”BackgroundInformationonChinasAccession幻theWorldTradeOrganization”htm：／／wwwustrgov／Document——Library／Fact——Sheets／2001—／B—ackg——roun—d—，—I—nfo—rm—atio———n——onC————h———i—n——as—A—c——c——es—————s——i——ontot—h

12、—eWorld1訓(xùn)cOrganizationhtml1lthDecembet2001’MostofthesescandalsbecamepublicbyaccidentallseverelyviolatingprovisionsconcerningfinancialreportingandmanagementForfurtherinformationseeSShiandDWeisert2002’Foradetailedanalysiso