投資銀行的國際比較及我國投資銀行的發(fā)展.pdf

1、復旦大學碩士學位論文投資銀行的國際比較及我國投資銀行的發(fā)展姓名：吳培生申請學位級別：碩士專業(yè)：世界經濟指導教師：謝識予2002.5.16AbstractAstheChina’Seconomicreformdeepening，InvestmentbankinginstituteswillplayanincreasinglyimportantroleinChina’Seconomicsasfinancialintermediatestofa

2、cilitateneedsofraisingfundforthemodernizationofChineseeconomicThisdissertationfocusedonthecomparisonbetweenChineseinvestmentbankingwith山atofWesterncountriesinordertoforrflacomprehensiveandconstructiveviewofthecharacteris

3、ticsofthebotllcountries’investmentbankaswellassomebasicelementsunderlyingitThesequentanalysesbasedonthiscomparisonwouldbedividedintothrecpartswhichmadeupthemaincontentofthisarticleFirstaproposalforeffectiveriskmanagement

4、stemmedfromtheinsideofthefirmsinvolvingtheorganizationdesignandcorporategovernanceandcontrolbasingontheconsiderationofreducingthespecificbusinessriskoffirmsSecond，thegoverningandregulatorysystemovertheindustryofinvestmen

5、tbankingwereemphasizedasameanstoreducethetotoiriskfortheindustryasawholeThus，somesuggestionsontheimprovementoftheregulationwerediscussedonthebasisofthecomparisonFinallytwohotissuescurrentlyregardedaskeyfactorsforthesurvi

6、valoftheChineseinvestmentbanks，whichincludeeffectivefinancingthesecurityfirmsandtheinnovationoffinancialserviceandtoolswereputondiscussion，andsomeproposalweregivenasauthor’SviewsaboutthefuaherimprovementofChineseinvestme

7、ntbanksThepaperconsistsoffivechaptersThelStchaptermakesaconciseintroductiontothehistoryofinvestmentbanksthengivingacomprehensiveanalysisonChina’sinvestmentbanksThe2”chaptergivesaproposalforeffectiveriskmanagement，stemmed

8、fromtheinsideofthefirmsinvolvingtheorganizationdesignandcorporategovernanceandcontr01The3”chapteranalysesriskmanagement，stemmedfromtheinsideofthefirmsinvolvingtheorganizationdesign，corporategovernanceandcontrolforreducin

9、gthespecificbusinessriskoffirmsThe4“1chapteranalysesthegoverningandregulatorysystemovertheindustryofinvestmentbankingasameansteducethetotalriskfortheindustryasawholeThe5thchapteroffersadviceoneffectivefinancin【gthesecuri