銀監(jiān)會(huì)設(shè)立及運(yùn)作中的法律問(wèn)題.pdf

1、f“／71842橇旦大學(xué)學(xué)校代碼：10246學(xué)號(hào)l02202“／151碩士學(xué)位論文(專(zhuān)業(yè)學(xué)位)銀監(jiān)會(huì)設(shè)立及運(yùn)作中的法律問(wèn)題院系(所)：專(zhuān)業(yè)：姓名；法學(xué)院法律碩士鐘磊指導(dǎo)教師：胡鴻高教授完成日期：2005年4月18日復(fù)口人學(xué)研究生院2005屆壩l‘F牡?！徽撐?法律顧J：)AbstraetThedissertationisfocusedonthelegalperspectivesintheestablishmentandoperatio

2、noftheChina’SBankingRegulatoryCommission(CBRC)，andincludesthefollowings：Theprelhceintroducestheobject，approachandscopeoftheresearch’fhedissertationismainlyonthediscussionofthelegalperspectivesintheestablishmentandoperati

3、onoftheCBRCfromtheaspectoftheinstitutionalconstructionwithhistorical，comparativestudiesChapteroneintroducesthefundamentaltheoriesofbankingsupervisionAfterintroducingtheeconomicnecessityofbankingsupervision，thelegalnecess

4、ityisdiscussedwhichincludesthe“power”element，themonopolypublicinterestofthebanksandtherequirementsbyWTOrolesAndthen，valuesandobjectivesofbankingsupervisionarediscussedChaptertⅥoisontheestablishmentoftheCBRCTheestablishme

5、ntoftheCBRCmarksagreatsteptowardsmarkettransitionandglobalizationoftheChina’SbankingregulatorypatternAnditisalong—terminstitutionalarrangementsuitabletothecurrentsituationoftheChina’SfinancialdevelopmentChapterthreeiSi、o

6、cusedonthelegalstatusoftheCBRCThedefinitionoftheCBRCas“a【1institutiondirectlyundertheStateCouncil”conflictswiththearticlethattheCBRChasthepowertoenactregulationsintheLawandtosomeextendisunconstitutionalChapterfourisonthe

7、regulatorylegislationofChinaTheestablishmentoftheCBRCcausestheenactmentofthe(theLaw)But，inthelightofthe“incompletelaw”theory，theconcreteenforcementmeasuresstipulatedintheLawcontributelittlefortheCBRCtOtake“positiveenforc

8、ement”：anditisnecessarytoenactmoreregulationsfortheperfectionoftheregulatorylegislationChapterfiveisfocused0nthelegalperspectivesintheoperationoftheCBRCAftertheestablishmentoftheCBRC，theregulatorypatternof“onebankandthre

9、ecommissions”wasfinallyshapedUnderthecircumstanceofthemixedfinancingbusiness，itisnecessarytosetthePeople’SBankascoreincoordinatingtherelationsbetweentheregulatoryauthoritiesAndtomake“pthedeficiencyoftheofficialregulation