2023年全國碩士研究生考試考研英語一試題真題（含答案詳解+作文范文）_第1頁
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1、2018LevelIMockExamPMTheafternoonsessionofthe2018LevelIteredFinancialAnalystMockExaminationhas120questions.Tobestsimulatetheexamdayexperiencecidatesareadvisedtoallocateanaverageofoneahalfminutesperquestionfatotalof180minu

2、tes(3hours)fthissessionoftheexam.QuestionsTopicMinutes1–18EthicalProfessionalStards2719–33Quant22.534–45Econ1846–69FinancialReptingAnalysis3670–78CpateFinance13.579–86PtfolioManagement1287–98Equity1899–110FixedIncome1811

3、1–115Derivatives7.5116–120AlternativeInvestments7.5Total:180Byaccessingthismockexamyouagreetothefollowingtermsofuse:ThismockexamisprovidedtocurrentlyregisteredCFAcidates.Cidatesmayviewprinttheexamfpersonalexampreparation

4、only.Thefollowingactivitiesarestrictlyprohibitedmayresultindisciplinarylegalaction:accessingpermittingaccessbyanyoneotherthancurrentlyregisteredCFAcidatescopyingpostingtoanywebsiteemailingdistributingreprintingthemockexa

5、mfanypurpose?2017CFAInstitute.Allrightsreserved.32018LevelIMockExamPMdidn’taskhimaboutbeingfiredfromhisfmeremployer.WhichCFAInstituteCodeofEthicsStardsofProfessionalConductdidCharanaleastlikelyviolateAMisconductBLoyaltyt

6、oEmployersCReferencetotheCFAProgramCiscrectbecausethereisnoevidenceCharanaviolatedStardVII(B)withregardtohisbeingaCFAcidate.SpecificallyCharanadoesnotoverstatehiscompetencyimplyhewillachievesuperiperfmanceasaresultofhisC

7、FAdesignation.ItdoesappearhoweverCharanadidnotactwithintegritywhenhehidinfmationthatcouldpotentiallyharmhisnewemployer’sreputationthusviolatingStardI(D)–Professionalism(Misconduct)StardIV(A)–DutytoEmployers(Loyalty).Aisi

8、ncrectbecauseitappearsCharanadidnotactwithintegritywhenhehidinfmationthatcouldpotentiallyharmhisnewemployer’sreputationviolatingStardI(D)–Professionalism(Misconduct).BisincrectbecauseitappearsCharanadidnotactfthebenefito

9、fhisemployerwhenhehidinfmationthatcouldpotentiallyharmhisnewemployer’sreputationviolatingStardIV(A)–DutytoEmployers(Loyalty).GuidancefStardsI–VIILOSbStardVII(B)–ReferencetoCFAInstitutetheCFADesignationtheCFAProgramStardI

10、(D)–MisconductStardIV(A)–Loyalty4MiraGraftonCFApurchasedalargeblockofstockatvaryingpricesduringthetradingsession.ThestockrealizedasignificantgaininvaluebefethecloseofthetradingdaysoGraftonreviewedherpurchasepricestodeter

11、minewhatpricesshouldbeassignedtoeachspecificaccount.AccdingtotheStardsofPracticeHbookGrafton’sleastappropriateactionistoallocatetheexecutionprices:Aacrosstheparticipatingclientaccountsatthesameexecutionprice.Bacrossthepa

12、rticipatingclientaccountsprorataonthebasisofaccountsize.Conafirstinfirstoutbasiswithconsiderationofbundlingdersfefficiency.BiscrectbecauseaccdingtoStardIII(B)bestpracticesincludeallocatingprorataonthebasisofdersizenotacc

13、ountsize.Allclientsparticipatingintheblocktradeshouldreceivethesameexecutionpricebegedthesamecommission.AisincrectbecauseaccdingtoStardIII(B)allclientsparticipatingintheblocktradeshouldreceivethesameexecutionpricebegedth

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