試論我國的股權(quán)質(zhì)押制度.pdf

1、外交學(xué)院2000級同等學(xué)力申請碩士學(xué)位論文試論我國的股權(quán)質(zhì)押制度專業(yè)：國際法方向：國際經(jīng)濟法導(dǎo)師：孫積祿副教授作者：張曉霞2006年5月AbstractWiththecontinuousgrowthofthemarketeconomyandtheincreaseoftheamountoftransactions，sharepledge，asecufityvehiclewithdistinctivefeaturesofcontempora

2、neityisplayingaroleofincreasingimportanceforbringingprosperitytotheeconomyandcapitalfinancingChina’Scurrentsystemforsharepledgeisflawedwithnumerousdefects，inparticularwithrespecttothedisclosureofthepledgeofsharesbyprivat

3、ecompaniesAsitcannolongermeettherequirementsoftherealityandhasbecomeanobstacleforthefurtherdevelopmentofthesharepledge，arevisionoftherelevantlawhasbecomenecessaryConsequentlyallindepthanalysisofthissubjectwitllboththeore

4、ticalvaluesandpracticalsignificanceisjustifiedThisarticlesystematicallystudiesthecurrentregimeforthesharepledgeandpointsouttheflowsexistingthereinresultingfromtheregretsinlegislation，offersproposalsforlegislativeamendmen

5、ts，andgivestheauthor’Ssuggestionsforavoidingtherisksfacedbythecreditorsinviewofthehi【ghrisknatureofasharepledgeThisarticleconsistsofthefollowingchaptersChapterOneprovidesageneraloutlineforthesharepledge，anddiscussessuchf

6、undamentalissuesastheconceptsofshares，itsnatureandcomponents，aswelltheconceptsofapledgeandasharepledgeandtheirrespectivefeaturesThischapterfurthersummarizesandanalysestheconceptofsharesinlightofthenewCompanyLaweffectiveo

7、nlJanuary2006andrecapsChina’slegislationforthesharepledgeChapterTwofocusesonthecreationofasharepledgeThischapterfirstpointsoutthatthepropertynatureandtransferabilityofsharesarethekeyfeaturesforshares’beingasubjcotmattero

8、fapledgeThischapterthenanalyseseachandeveryelementofaneffectivesharepledge，respectivelyofalistedcompanyandaprivatecompanyThischapteralsoexplainstherestrictionsonasharepledgearrangementChapterThreeisonthedisclosureofashar

9、epledgeThischapterstartswiththesignificanceandeffectofthedisclosureofasharepledge，andthenthroughthecomparisonofthedisclosuresofalistedcompanyandaprivatecompanyproceedstopointingoutthelegislativeflawsexistinginthedisclosu

10、rebyprivatecompanies，andmakesproposalsforlegislativeamendmentsChapterFourfocusesontheeffectofasharepledgeThischapterdiscussesthescopeofthecreditor’Srightssecuredbyasharepledge，andanalysestheeffectivenessofthesubjectmatte

11、rofapledge，aswellastherightsandobligationsofapledgeeandapledgorinapledgerelationshipChapterFivefocusesontheenforcementagainstasharepledgeTheconcept，conditionsandwaysofenforcingagainstasharepledgearediscussedhereinChapter

12、SixfocusesontheriskpreventionforthecreditorinacceptingasharepledgeInviewofthehighrisknatureofasharepledgeandbasedonpracticalexperiences，thischaptergivessuggestionsofriskpreventionmeasurestobeadoptedbyacreditorKeywords：sh