內(nèi)地公司在香港特區(qū)上市的法律問題.pdf

1、蘇州大學(xué)碩士學(xué)位論文內(nèi)地公司在香港特區(qū)上市的法律問題姓名：張煒申請(qǐng)學(xué)位級(jí)別：碩士專業(yè)：法律國(guó)際法指導(dǎo)教師：黃澗秋20060901LegalIssuesonListinginHongKongSARMarketofMainlandCorporationsAbstractListinginHongKongSARmarketofMainlandcorpormions(hereinafter‘listing’)mealisthatcorporat

2、ionsregisteredinthemainlandornotregisteredinthemainlandbutcontrolledbythestateownedcapitalorpfivmecapitallistinHongKongstockmarketThispaperanalysestherequirements，proceduresandlegalsupervisionsoflistingbothintheMainlanda

3、ndinHongKongOnthisbasis，thispaperwantstofindouttheproblemsoflegalsupervisionsoftheMainlandandputsforwardadvicestoimprovethisissueThispaperisdividedintofivepartsChapter1istointroducethenotionsoflistinglistingpatternsandca

4、tegories，historyandpresentconditions，andtodiscusstheinherentcharacteristicsandbasiclegalframeworkoflistingChapter2istointroducethecontentofMainland’SsupervisiontheregimeandlegalsystemofsecuritiessupervisionItprobesintoth

5、echaracteristicsoflegalsupervisionsandfocalpointsandspecialrequirementsoftheapprovingproceduresandsubstantiveconditionsChapter3istointroducethecomemofHongKong’SsupervisiontheregimeandlegalsystemofsecuritiessupervisionIta

6、lsoprobesintothecharacteristicsoflegalsupervisionsandfocalpointsandspecialrequirementsoftheapprovingproceduresandsubstantiveconditionsofHongKongauthorityChapter4istoprobeintothesupervisioncooperationbetweentheMainlandand

7、HongKong，whichincludesthelegalsystemofsupervisioncooperationconflictsoflawdisputesettlementmechanismandjudicialassistanceThelastchapteristoprobeintothelistinginHongKongofspecialMailllandcorporationssuchasHSharescorporati

8、ons，privateenterprisesandstateownedcommercialbanksBasedonthis，thischapteralsobringsforwardsomeadvicesforimprovingthisissueKeywords：Mainlandcorporations；HongKongSAR；securities；listing；supervisionWrittenbyZhangWeiSupervise