內(nèi)地與香港銀行監(jiān)管法律制度的若干比較.pdf

1、河北經(jīng)貿(mào)大學碩士學位論文內(nèi)地與香港銀行監(jiān)管法律制度的若干比較姓名：任健申請學位級別：碩士專業(yè)：經(jīng)濟法指導教師：柴振國20100101河北經(jīng)貿(mào)大學碩士學位論文 4 Abstract The bank supervisory and regulatory laws and rules play a vital role to the stable financial regime, develop finan

2、cial market, safeguard finance risks. On Feb 1st, 2004 started to officially execute, as well as the revision to and , we has established the new banking supervisory and regulatory regime in le

3、gislation. But we need many regulatory rules to support real- operation of the new banking supervisory and regulatory regime. Comparing with the developed countries and regions, the banking super

4、visory system and its legal system still lags behind others, institutional weaknesses are affecting the innovation and efficiency of our banking industry , are also deliberating on a certain fin

5、ancial risks. China's banking supervisory system should adapt to new trends in the development of the financial industry, drawing on advanced banking supervisory experience, perfect related le

6、gal system ,further to promote the stability and development of our finance. This article through analysis and comparison between the Banking supervisory and regulatory laws in mainland and Hong

7、 Kong, plans to probe the unique experience of Hong Kong banking supervision , which will benefit for the promotion of the banking supervisory and regulatory laws and rules in mainland .There

8、 are four main comparisons in respects of system of supervision, rules for organization, rules for operation, the rules for financial business in this article, especially with reference to guide

9、lines and regulations issued by (China Banking Regulatory Committee) CBRC and the manual of supervisory policy approved by (Hong Kong Monetary Authority) HKMA , such as those relating to risk managemen

10、t, capital adequacy management, derivatives transactions and cyber- banking, and a series of the latest management practices or regulatory guidelines, conducts an empirical analysis of present situati

11、on of supervisory rules in mainland, connecting with the real happening of joint- stock reform of the practice for mainland banks , finally put forward the advices for promotion of our banking