中國銀證合作及其模式探討.pdf

1、湖南大學(xué)碩士學(xué)位論文中國銀證合作及其模式探討姓名：劉巧燕申請(qǐng)學(xué)位級(jí)別：碩士專業(yè)：金融學(xué)指導(dǎo)教師：姚小義20030512中國銀證合作及其模式探討AbstractWiththequickeningprocessoffinancialglobalizationandintegrationoffinancialmarket，mixedoperationoffinancehasalreadybecomeakindofinternationaltr

2、endAsChina’senterintoWTO，wearedeepeningtointernationalstandards，whichmakeboththesurvivalandthedevelopmentofChinafinancialindustryunderthecurrentoperationmodefacetotheseveretestandchallengeHoweverwhatwearemoreconcernedabo

3、utatpresentishowtobeourguardagainstrisks；theproblemofdevelopmenthasn’tbeenconsideredsubstantiallyInviewofthis，thethesisregardscooperationbetweenbanksandSecurityCompanyastitle，tryingtostudycooperationbetweenbanksandsecuri

4、tyofoursAtfirst，fromtheaspectofdivisionaloperationandmixedoperation，thisthesisreviewsthedevelopmentofcooperationbetweenbanksandSecurityCompanyinwesterndevelopedcountriesSomepreliminaryconclusionandenlightenmentarealsodra

5、wnTheresearchonthechangesanddevelopmentofinternationalcooperationbetweenbanksandsecurityshouldbeanalyzedinthelightofspecificconditionsandusedforreferenceThesystemofthefinancialcirclesofeverycountryisbasicallythemodelofor

6、ganization一一systematizationstandardizationOnthebasisofthis，thethesishasdonesomecomparativeanalysestothecooperationbetweenbanksandSecurityCompanyofdomesticandoutsideFromthedevelopingstageofthecapitalmarketofourcountry，the

7、thesisprecedesthecurrentsituationofthecooperationbetweenbanksandSecurityCompany，andcomparativelyanalysesthefinancedevelopmentmodelunderthesystemdivisionaloperationandmixedoperationThequestionandrestrictionfactorsofthecoo

8、perationbetweenbanksandSecurityCompanyinourcountryarealsostudieddeeplyChapterFourtryingtoprobeintothemodelofthecooperationbetweenbanksandSecurityCompany，whichissuitableforcurrentmanagingandsupervisingpatternofourfinanceI

9、tisthemostsuitablechoicetodevotemajoreffortstocarryingoutcooperationbetweenbanksandSecurityCompanyunderthecurrentoperationmodeAndonlybymeansofblazingnewtrailstodeepenthebusinessofcooperationbetweenbanksandSecurityCompany

10、canwegiveimpetustochangesoforganizationsandgotointegrationAtpresent，ontheonehand，itisnecessarytoworkforthebuildingofthemodeofcooperationbetweenbanksandsecuritycompanyofthecompoundofdirectandindirectfinance；ontheotherhand