美國獨立董事制度研究——對中國上市公司治理的借鑒.pdf

1、Y71840後旦大學(xué)碩士學(xué)位論文(專業(yè)學(xué)位)學(xué)校代碼：10246擘皓022(127153美國獨立董事制度研究一對中國上市公司治理的借鑒院專姓系：業(yè)：名：法學(xué)院法律碩士姚蕾指導(dǎo)教師：白國棟副教授，完唆lj劁2005年4月22口罵瓣意奶盒文公布一AbstraotIndependentdirectorsystemwasintroducedintoChineselistedcompaniesasanimportantmeasuretoimpro

2、vecorporategovernanceandprotectthebenefitsofinvestorsIndependentdirectorsystemwasoriginatedinUnitedStatesResearchandpracticeinwesterncountrieshavegonethroughseveraldecadesAlthoughstillhavingmanyproblemsduringtheprocessof

3、practice，thesystemisexertingimportanteffectinimprovingcorporategovernance；strengthenthefunctionofthedirectorboard，restricting”internalcontrolling”andprotectingthebenefitsofinvestorsTheguidanceopinionofestablishingtheinde

4、pendentdirectorsysteminlistedfirmsissuedbyChinaSecuritiesRegulatorycommissiononAugust21，2001requiresthatbeardofdirectorsshouldincludeatleast2independentdirectorsbeforeJune30，2002；beforeJune30，2003theboardofdirectorsshoul

5、dincludetheindependentdirectorofatleast1／3AsanewsystemtoChinesecompanies，therearestillmanyproblemsinsystemdesigningandsystempracticingenvironmentEnvisagingtheproblemsinpractice，andimprovingthefunctionofthesystemtorealize

6、haveimportantandpracticalpuqclose1池isdissertationadoptsthemethodofhistoricalanalysisandcomparativeanalysislaw，academicresearchandpracticalresearch，analyzestheproblemsexistingindesigningandpracticingofindependentdirectors

7、ystem，putsforwardtentativeplantoimprovethesystemusinginternationalexperienceforreferenceJI麓isarticleismadeupof6partsIntheintroductoryportionIdiscussthesignificanceofstudyingpresentsituationofindependentdirectorsystemindo

8、mesticandabroadandthepointofpenetrationfortheresearchofthispaperInaddition，itintroducetheanalysismethodandpurposeofthisarticleInthefirstpartIdiscusstheclassificationofdirector，givedefinitiontoindependentdirectorThesecond

9、partdiscussestheoriginationevolutionandsystemconstmctionoftheindependentdirectorsystemofUnitedStatesAdditionally，itgivesacomprehensiveevaluationontheindependentdirectorsystemofUnitedStatesThethirdpartdiscussestheproblems

10、existinginChineselistedcompaniesincludingintemalcontrollingwithoutrestrictingand”onlyonelargestockholder”Also，itpresentsthelegislatureprocessintheestablishmentofindependentdirectorsystemThefourthpart，basedontheanalyzingo

11、ftheproblems，putsforwardcorrespondingtentativeplantoimprovedesigningandpracticingenvironmentofthesystem，expectingtendersomeacademicreferencestoimprovecorporationgovernanceofChineselistcompaniesthroughestablishingindepend

12、entdirectorsystemIntheepiloguethepaperdifferentiatetheassumedeffectandactualeffectofsystem，exploresthedevelopmentdirectionofindependentdirectorandputsforwarditsprospectKeywords：IndependentDirector，IndependentDirectorSyst