信用評級機構專家責任研究.pdf

1、 上海交通大學碩士學位論文 信用評級機構專家責任研究 上海交通大學 碩士學位論文 信用評級機構專家責任研究 THE RESEARCH ON EXPERT LIABILITY OF CREDIT RATING AGENCIES 院 系 凱原法學院 專 業(yè) 法律（法學） 姓 名 薛曉波

2、 指導教師 黃韜副教授 答辯日期 2016 年 5 月 21 日 上海交通大學碩士學位論文 信用評級機構專家責任研究 THE RESEARCH ON EXPERT LIABILITY OF CREDIT RATING AGENCIES ABSTRACT The credit rating agencies are regar

3、d as “the gatekeeper” to the financial market, and they are independent, objective and specialized. In 2008, the credit rating agencies played a terrible performance in the financial crisis, a succession of credit agenci

4、es scandal has undermined the equity and reputation of its profession. From the point of view of setting up, the credit rating agencies are companies; from the perspective of the function of credit rating agencies, they

5、are the financial intermediaries and regulators; and when we talk about the liability problem, the credit rating agencies should not be attributed to the press and publishing institutions, and shall be the expert. In the

6、ory and in law practice, the author would come to the conclusion that holding credit rating agencies liable for its expert liability is feasible. Regarding the defects of the current regulations, the credit rating agenci

7、es should establish its specific industrial standard and law on the premise of BE a expert. To establish a unified regulatory laws and industrial standards, and the credit rating agency experts liability shall be pursued